The Open Bioinformatics Journal




ISSN: 1875-0362 ― Volume 11, 2018
RESEARCH ARTICLE

A Wearable System for the Stress Monitoring of Air Traffic Controllers During An Air Traffic Control Refresher Training and the Trier Social Stress Test: A Comparative Study



Susana Rodrigues1, 2, *, Joana S. Paiva1, 2, 3, Duarte Dias1, 2, Marta Aleixo4, Rui Filipe, 4, João Paulo Silva Cunha1, 2
1 Institute for Systems Engineering and Computers – Technology and Science (INESC TEC), Porto, Portugal
2 Faculty of Engineering, University of Porto, Porto, Portugal
3 Physics and Astronomy Department, Sciences Faculty, University of Porto, Porto, Portugal
4 Navegação Aérea de Portugal (NAV), EPE, Lisbon, Portugal

Abstract

Background:

Air Traffic Control (ATC) is a complex and demanding process, exposing Air Traffic Controllers (ATCs) to high stress. Recently, efforts have been made in ATC to maintain safety and efficiency in the face of increasing air traffic demands. Computer simulations have been a useful tool for ATC training, improving ATCs skills and consequently traffic safety.

Objectives:

This study aims to: a) evaluate psychophysiological indices of stress in an ATC simulation environment using a wearable biomonitoring platform. In order to obtain a measure of ATCs stress levels, results from an experimental study with the same participants, that included a stress-induced task were used as a stress ground truth; b) understand if there are differences in stress levels of ATCs with different job functions (“advisors” vs “operationals”) when performing an ATC Refresher Training, in a simulator environment.

Methods:

Two studies were conducted with ATCs: Study 1, that included a stress-induced task - the Trier Social Stress Test (TSST) and Study 2, that included an ATC simulation task. Linear Heart Rate Variability (HRV) features from ATCs were acquired using a medical-grade wearable Electrocardiogram (ECG) device. Self-reports were used to measure perceived stress.

Results:

TSST was self-reported as being much more stressful than the simulation task. Physiological data supports these results. Results from study 2 showed more stress among the “advisors” group when comparing to the “operational” group.

Conclusion:

Results point to the importance of the development of quantified Occupational Health (qOHealth) devices to allow monitoring and differentiation of ATCs stress responses.

Keywords: Stress, Wearable biomonitoring platform, Air traffic controllers, Simulation training, heart rate variability, ECG.


Article Information


Identifiers and Pagination:

Year: 2018
Volume: 11
First Page: 106
Last Page: 116
Publisher Id: TOBIOIJ-11-106
DOI: 10.2174/1875036201811010106

Article History:

Received Date: 27/3/2018
Revision Received Date: 7/5/2018
Acceptance Date: 14/5/2018
Electronic publication date: 31/05/2018
Collection year: 2018

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© 2018 Donato and Denaro.

open-access license: This is an open access article distributed under the terms of the Creative Commons Attribution 4.0 International Public License (CC-BY 4.0), a copy of which is available at: (https://creativecommons.org/licenses/by/4.0/legalcode). This license permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.


* Address correspondence to this author at the INESC TEC - Rua Dr. Roberto Frias s/n Edifício 1, 4200-465 Porto Portugal, Tel: 22 209 4000; E-mails: scpr@inescporto.pt; rodriguesusanacmp@gmail.com Deceased November, 2017





1. INTRODUCTION

Air Traffic Controllers (ATCs) are responsible for complex and highly demanding tasks, requiring high levels of knowledge and expertise, combined with high levels of responsibility [1Inoue S, Furuta K, Nakata K, Kanno T, Aoyama H, Brown M. Cognitive process modelling of controllers in en route air traffic control. Ergonomics 2012; 55(4): 450-64.[http://dx.doi.org/10.1080/00140139.2011.647093] [PMID: 22423677] ]. Accordingly, they are in charge of the safe, ordered and expeditious flow of air traffic in the worldwide Air Traffic Control (ATC) structure [1Inoue S, Furuta K, Nakata K, Kanno T, Aoyama H, Brown M. Cognitive process modelling of controllers in en route air traffic control. Ergonomics 2012; 55(4): 450-64.[http://dx.doi.org/10.1080/00140139.2011.647093] [PMID: 22423677] , 2Jou R-C, Kuo C-W, Tang M-L. A study of job stress and turnover tendency among air traffic controllers: The mediating effects of job satisfaction. Transp Res, Part E Logist Trans Rev 2013; 57: 95-104.[http://dx.doi.org/10.1016/j.tre.2013.01.009] ]. The recent increase in air traffic demands makes the role of ATCs more important than ever. As aeronautic technologies have improved, technological support systems are being introduced in aviation, but ATC still heavily depends on the human expertise of ATCs. Hence, it is essential to understand ATC tasks from a viewpoint of ATCs’ cognitive behavior in order to assess and improve assignment systems and training programs [3Furuta K, Ohno K, Kanno T, Inoue S. Simulation of team cooperation processes in En-Route air traffic control. Advances in air navigation services: InTech; 2012.[http://dx.doi.org/10.5772/48548] ]. In some settings (e.g., during real ATC situations), the stress of real-time performance, and the difficulty of providing instantaneous and accurate feedback makes sometimes, on job training not a good solution. Hence, it may be useful to use simulation techniques as a supplement [4Council NR. Flight to the future: Human factors in air traffic control 1997.]. Computer simulations have been a useful tool for ATC trainings and they are currently considered a good method to reveal how ATCs organize cognitive schemes and operational strategies in their real field settings. A key issue in the design of simulators is realism and fidelity [5Fothergill S, Loft S, Neal A. ATC-lab(Advanced): An air traffic control simulator with realism and control. Behav Res Methods 2009; 41(1): 118-27.[http://dx.doi.org/10.3758/BRM.41.1.118] [PMID: 19182131] ].

Considering ATCs high demands and role complexity, there is a growing concern of how these professionals can be affected by stress and fatigue. In fact, ATC is widely perceived as being a stressful occupation [6Maxwell VB, Brooks DN. Hysterical deafness: An unusual presentation of stress in an air traffic control officer. Aviat Space Environ Med 1986; 57(3): 263-6.[PMID: 3964155] , 7Ribas VR, Martins HA, Viana MT, et al. Hematological and immunological effects of stress of air traffic controllers in Northeastern Brazil. Rev Bras Hematol Hemoter 2011; 33(3): 195-201.[http://dx.doi.org/10.5581/1516-8484.20110053] [PMID: 23049295] ]. According to a review on job stress in ATCs, two important sources of stress can be identified: the responsibility for air traffic safety and the workload [8Loura J, Yadav A, Duhan M. Job stress in air traffic controllers-a review. Int J Mang Social Sci Res 2013; 2(6): 53-6.]. As an example, the loss of connection between two aircraft, even if considered not serious by pilots, passengers or the public, could be problematic for controllers. Even if a separation loss usually does not lead to an accident, it can cause stress reactions on the controller.

ATCs roles can be classified into three types: “area/en-route”, “approach” and “aerodrome/tower”. The “area controllers” are in charge for the safety of aircraft at higher altitudes. The “approach controllers” guide the aircraft into the most efficient order and a way for landing. The “aerodrome (or tower) controllers” maintain aircraft within the immediate area of the airport and use visual surveillance from the airport tower [2Jou R-C, Kuo C-W, Tang M-L. A study of job stress and turnover tendency among air traffic controllers: The mediating effects of job satisfaction. Transp Res, Part E Logist Trans Rev 2013; 57: 95-104.[http://dx.doi.org/10.1016/j.tre.2013.01.009] ]. Hence, ATCs face different working environments and may have different job stressors as well as different reactions to them.

Stress can change the way a person feels, thinks and behaves, and it is not necessarily a negative phenomenon, being a physiological stimulus that motivates and inspires actions and is usually connected with human-environment interactions [9Colligan TW, Higgins EM. Workplace stress: Etiology and consequences. J Workplace Behav Health 2006; 21(2): 89-97.[http://dx.doi.org/10.1300/J490v21n02_07] ]. However, it can become a serious health problem when is perceived as an imbalance between an excess of demands and the lack of individual ability to meet them [10Lazarus RSF, Stress S. Stress, coping and adaptation 1984.].The stress response can be measured from perceptual and physical human reactions. There are a wide variety of questionnaires for the self-assessment of stress (e.g., Perceived Stress Scale - PSS [11Cohen S, Kamarck T, Mermelstein R. A global measure of perceived stress. J Health Soc Behav 1983; 24(4): 385-96.[http://dx.doi.org/10.2307/2136404] [PMID: 6668417] ]. Apart from the perceptual responses, when the body is under stress, several physiological modifications can be observed. When a harmful event is perceived, the Autonomic Nervous System (ANS) is activated, the parasympathetic nervous system is withdrawn and the sympathetic nervous system is triggered. Subsequently, the secretion of stress-related hormones leads to several physiological responses, such as the vasoconstriction of blood vessels, increased blood pressure and breathing rate, increased muscle tension and Heart Rate (HR), and a decrease in Heart Rate Variability (HRV). Cannon described these as the “fight-or-flight” response [12Cannon WB. Stress and strains of homeostasis. Am J Med Sci 1935; 189: 1-14.[http://dx.doi.org/10.1097/00000441-193501000-00001] ]. ECG-derived measures, such as the HRV, are being used for monitoring the effects of stress in the cardiovascular system [13Föhr T, Tolvanen A, Myllymäki T, et al. Physical activity, heart rate variability-based stress and recovery, and subjective stress during a 9-month study period. Scand J Med Sci Sports 2017; 27(6): 612-21.[http://dx.doi.org/10.1111/sms.12683] [PMID: 27037904] ].The HRV defines the complex variation of beat-to-beat intervals mainly controlled by ANS over the interaction of sympathetic and parasympathetic activity and it can be indexed by time- and frequency-domain parameters [14Task Force of the European Society of Cardiology and the North American Society of Pacing and Electrophysiology. Heart rate variability: standards of measurement, physiological interpretation and clinical use. Circulation 1996; 93(5): 1043-65.[http://dx.doi.org/10.1161/01.CIR.93.5.1043] [PMID: 8598068] ]. Nevertheless, little agreement exists in the literature for the most suitable HRV-based metric for stress events detection and differentiation [15Castaldo R, Melillo P, Bracale U, Caserta M, Triassi M, Pecchia L. Acute mental stress assessment via short term HRV analysis in healthy adults: A systematic review with meta-analysis. Biomed Sign Proc Cont 2015; 18: 370-7.[http://dx.doi.org/10.1016/j.bspc.2015.02.012] ]. Moreover, in the majority of studies in these areas, the stress levels of ATCs are measured only by means of questionnaires [2Jou R-C, Kuo C-W, Tang M-L. A study of job stress and turnover tendency among air traffic controllers: The mediating effects of job satisfaction. Transp Res, Part E Logist Trans Rev 2013; 57: 95-104.[http://dx.doi.org/10.1016/j.tre.2013.01.009] ].

The aim of this study is two-fold: a) to evaluate psychophysiological indices of stress in an ATC simulation environment using an innovative wearable biomonitoring platform. In order to obtain a measure of ATCs stress levels, results from an experimental study, with the same controllers, that included a stress-induced task were used as a stress ground truth; b) understand if there are differences in stress levels of ATCs with different job functions (“consultant” vs “operational”) when performing an ATC Refresher Training. This simulation task is a regular effort made by the Navegação Aérea Portuguesa, NAV, E.P.E., Portugal to improve the training of ATCs.

2. METHODS

2.1. Dataset Description

Eleven Portuguese area/en-route ATCs (8 males and 3 females) accepted to participate in this study. The age range was 37 to 54 years (M = 46.73 ± 5.90). The years of practice ranged between 13 years to 32 years (M = 20.82 ± 6.60). Regarding their job function, 6 of them work as “advisors”, while 5 of them work as “operationals”. “Advisors” are ATCs that have more years of experience and are currently doing more consulting work. They perform operational work only during weekends. On the other hand, “operationals” ATCs are those that daily work in the ATC operation room.

A total of 25h30 of clinical grade ECG was collected during the two experiments. A more detailed description of the dataset is provided in the (Table 1).

Table 1
Dataset description in terms of job function, age, years of experience and total hours of collected ECG during study 1 and study 2.


The exclusion criteria for the study discarded participants having a history of cardiovascular disease and/or taking prescription drugs known to affect cardiovascular function. The study was approved by the University of Porto Ethics Committee. All informants were carefully instructed about the study protocol and gave written informed consent prior to the examination.

2.2. Materials

For physiological data acquisition, participants were equipped with Vital Jacket® [16Cunha JPS. Health and Wearable Technologies: A permanent challenge 2012; Press I185-95., 17Cunha JPS, Cunha B, Pereira AS, Xavier W, Ferreira N, Meireles LA, Eds. Vital Jacket: A wearable wireless vital signs monitor for patients’ mobility in Cardiology and Sports 4th. International ICST Conference on Pervasive Computing Technologies for Healthcare 2010.Munich. 2010.[http://dx.doi.org/10.4108/ICST.PERVASIVEHEALTH2010.899] ] Fig. (1). The Vital Jacket® is a wearable biomonitoring platform (in form of a t-shirt) able to collect medical-grade ECG signals and actigraphy data in real-time. This equipment is certified according to the MDD93/42/EEC medical device directive holding the European Conformity medical device mark [18 SAB certifications limited. Available from: https://beta.companieshouse.gov.uk/company/SC535359.]. An Android smartphone application was used for data synchronization and event marking. Fig. (1) illustrates the monitoring system workflow.

Fig. (1)
System block diagram explaining physiological monitoring system functioning workflow.


This system pairs with Vital Jacket® via Bluetooth and enables the annotation of the exact time of events in the device, using “Radiobuttons” generated by pushing a button in the wearable device. These events are saved in the device and synchronized with the ECG that is being acquired at that moment. The android application stores all the information about the events in an SQL Light DataBase, from where a report of the event data can be generated and exported for processing and analysis, always warranting the synchronization between those events information and the data collected by the Vital Jacket®.

In order to collect psychological stress data, Visual Analogue Scales (VAS) were used to assess perceived stress before and after the simulator task [19Lesage FX, Berjot S, Deschamps F. Clinical stress assessment using a visual analogue scale. Occup Med (Lond) 2012; 62(8): 600-5.[http://dx.doi.org/10.1093/occmed/kqs140] [PMID: 22965867] ]. This measure required participants to rate the average level of perceived stress experienced during the tasks by marking any point on a 10-centimeter line ranging from “None” to “As bad as it could be”. Single–item measures were used since they present several benefits; for a detailed review of these please see Fisher et al. (2016) [20Fisher GG, Matthews RA, Gibbons AM. Developing and investigating the use of single-item measures in organizational research. J Occup Health Psychol 2016; 21(1): 3-23.[http://dx.doi.org/10.1037/a0039139] [PMID: 25894198] ].

Perceived stress scale (PSS) was also used as a measure of chronic stress [11Cohen S, Kamarck T, Mermelstein R. A global measure of perceived stress. J Health Soc Behav 1983; 24(4): 385-96.[http://dx.doi.org/10.2307/2136404] [PMID: 6668417] ].

Demographic and medical surveys were also used in order to assess participant’s current health state and assure that the inclusion criteria were fulfilled.

2.3. Experiments

Each ATC was assessed in two different conditions: study 1, where ATCs were required to perform a stress-induced task - TSST - the Trier Social Stress Task; and study 2, where ATCs performed an ATC refresher training in a simulated environment (Fig. 2).

Fig. (2)
Diagram of the overall protocol. TSST - Trier Social Stress Test; ATC - Air Traffic Control.


2.3.1. Study 1. Trier Social Stress Test (TSST)

This study was conducted in order to investigate psychophysiological stress responses among ATCs and its impact on cognitive performance. For that purpose, a 2-Choice Reaction Time Task (CRTT) was also implemented before and after the stress procedure (Results from this study are presented in [21Rodrigues S, Paiva JI, Dias D, Aleixo M, Filipe R, Cunha JPS. Cognitive impact and psychophysiological effects of stress using a biomonitoring platform. Int J Environ Res Public Health 2018; 15(6): 1080.]) (Fig. 3).

Baseline ECG data was obtained, while participants were sat for 10 minutes. They were instructed to relax and not to perform any movement during this period. Then, they completed a gold standard stress procedure, based on an acute psychosocial stress paradigm, the Trier Social Stress Test (TSST) [22Birkett MA. The Trier Social Stress Test protocol for inducing psychological stress. J Vis Exp 2011; (56): 3238.[PMID: 22042290] ]. Briefly, in the TSST, the participants were asked to deliver a speech for 3-5 minutes and to perform an arithmetic task (e.g. count down from 1022 by 13’s for two minutes). When making a mistake, participants were asked to start over in front of an evaluating committee. The committee consisted of three jury members that do not respond emotionally during the test, which makes the situation stressful for the participant. Before and after TSST participants filled in the stress VAS.

2.3.2. Study 2: ATC Refresher Training.

The same participants performed study 2. This study included an ATC simulation task, known as an “ATC refresher training”. This task took about 90 minutes and was developed by NAV, EPE. It consisted of a simulation of several air traffic situations. The air traffic increased during the simulation, reaching moments of intense air traffic control. The rapid resolution of air traffic situations depends on ATCs competence and skills. The ATCs work in groups of two. The ATC simulation task was designed for en-route situations. Portugal air space was used in the simulation. The air space was divided into several “sectors” with different levels of altitude. According to the air traffic, the ATCs can inform a pilot to change the plain route for a different level of altitude. This operation required an effective communication with the controllers from the other sectors. It is important to note that each controller changed between all the positions.

Fig. (3)
Diagram of the protocol of study 1. VAS- Visual Analogue Scales. CRTT – Choice Reaction Time Task. TSST – Trier Social Stress Test. Self-reports - include demographic, medical survey and Perceived Stress Scale.


The main roles of ATCs during this simulation were to accept aircraft into their sector, check aircraft, issue instructions, clearances, and advice to pilots, and hand aircraft off to adjacent sectors or to airports. When the aircraft left the airspace assigned by the ATCs, the control of the aircraft passes to the controller responsible for the next sector (or to the tower ATCs in case of airport approximation). Fig. (4) shows an example of ATCs performing the ATC Refresher Training.

Fig. (4)
Simulation task operating screens during the exercise.


As is typical in many real-world complex systems, this environment imposes multiple concurrent demands on the operator. In fact, in the en-route ATC environment, the system that confronts the controller, involves a large number of aircraft coming from a variety of directions, at diverse speeds and altitudes, heading to different destinations.

3. DATA ANALYSIS

3.1. Statistics

Data were statistically analyzed using IBM SPSS AMOS (v.24) software. Taking into account the few number of population samples, some parameters failed in the normality test, so all parameters were analyzed using non-parametric statistical tests.

Wilcoxon Signed Rank Test was used to test if there were differences between stress VAS in the two different studies. Kruskal-Wallis Test was used to compare physiological data between three conditions: baseline, TSST and ATC Refresher Training. Mann-Whitney test was used to compare physiological stress variables among two different groups: “advisors” vs “operationals” [23Pallant J. SPSS Survival Manual: A Step by Step Guide to Data Analysis Using SPSS for Windows Version 15 2007.].

3.2. ECG Data

In order to extract heartbeat information from the ECG recordings, a software from Biodevices S.A, with an ECG analyzer was used. This software has an algorithm based on the one developed by Pan Tompkins [24Pan J, Tompkins WJ. A real-time QRS detection algorithm. IEEE Trans Biomed Eng 1985; 32(3): 230-6.[http://dx.doi.org/10.1109/TBME.1985.325532] [PMID: 3997178] ] incorporating ECG physiological filters to detect the “R” points of the ECG waveform corresponding to each heartbeat. Using this analyzer, the RR intervals (time between two consecutives “R” peaks in the ECG or two heartbeats) were extracted from the raw ECG signal. A simple verification according to Clifford, Azuage and McSharry [25Clifford G, AF D, McSharry P. Advanced methods and tools for ECG data analysis 2006.] was made to verify if all the RR intervals were physiologically correct. Hence, all RR intervals lower than 300 ms and greater than 3000 ms were removed, while the remaining ones were labelled as “valid”. Additionally, all RR intervals that changed by more than 400 ms with respect to the previous “valid” RR interval, and all RR intervals that changed by more than 25% with respect to the mean of the five last “valid” RR intervals, were removed. The RR intervals that have physiological acceptance are named Normal-to-Normal (NN) intervals and were further used in the analysis.

For the comparison analysis between baselines, TSST and the simulation ATC task, two 5-minutes ECG (10 minutes in total) blocks were used for each subject in order to have a balanced analysis. For that purpose, we randomly chose two 5-minutes ECG blocks from the simulation task, considering the moments that include intense air traffic situations (this information was provided by the person responsible for the implementation of the simulation task). In some cases, there were more than one stressful events per person. Hence, a total of two blocks of 5-minutes ECGs was considered for each event in the statistical analysis. This allowed performing statistical comparisons and correlations considering a balanced sample number per condition.

Following the guidelines presented by the task force of the European Society of Cardiology and the North American Society of Pacing and Electrophysiology [14Task Force of the European Society of Cardiology and the North American Society of Pacing and Electrophysiology. Heart rate variability: standards of measurement, physiological interpretation and clinical use. Circulation 1996; 93(5): 1043-65.[http://dx.doi.org/10.1161/01.CIR.93.5.1043] [PMID: 8598068] ] different HRV time and spectral domains parameters were used (Table 2). Methods in the time domain define the intervals between successive normal QRS complexes (the Q-wave, R-wave, and S-wave). Measurements in the frequency domain provide information of how power distributes as a function of frequency.

Table 2
Descriptions of the HRV measures analyzed [14Task Force of the European Society of Cardiology and the North American Society of Pacing and Electrophysiology. Heart rate variability: standards of measurement, physiological interpretation and clinical use. Circulation 1996; 93(5): 1043-65.[http://dx.doi.org/10.1161/01.CIR.93.5.1043] [PMID: 8598068] ] and their trend under stress [15Castaldo R, Melillo P, Bracale U, Caserta M, Triassi M, Pecchia L. Acute mental stress assessment via short term HRV analysis in healthy adults: A systematic review with meta-analysis. Biomed Sign Proc Cont 2015; 18: 370-7.[http://dx.doi.org/10.1016/j.bspc.2015.02.012] ].


For time domain parameters, we recurred to the following metrics: the Average of NN intervals (AVNN); the root mean square of differences between successive Rhythm-to-Rhythm (RR) intervals (RMSSD) and the percentage of the number of pairs of successive NNs that differ by more than 20 ms compared to the total number of NN intervals, normally referenced to as pNN20. For extracting spectral parameters we recurred to the Lomb Periodogram [26Lomb NR. Least-squares frequency analysis of unequally spaced data. Astrophys Space Sci 1976; 39: 447-62.[http://dx.doi.org/10.1007/BF00648343] ]. We analyzed the ECG data both in the Low Frequency (LF) domain, defined between 0.04-0.15 Hz as well as in the high frequency (HF) domain (0.15-0.4 Hz), by computing their ratio - LF/HF.

4. RESULTS

4.1. Psychological Stress Scores

Wilcoxon Signed Rank Test was used to analyze stress VAS during study 1 (TSST) and study 2 (ATC simulation task). For study 1, a statistically significant increase, z = -2.95, p < .005, with a small effect size (r = .27), was found. Perceived stress increased from the baseline (M = 3.39 ± 1.11) to TSST (M = 6.82 ± 1.47). For study 2, results also revealed a statistically significant increase of perceived stress levels, z = –2.07, p = < .05, with a large effect size (r = .62) after simulation task. VAS stress results increased from 2.00 to 2.73.

When comparing stress VAS after the stress task in study 1 and after the simulation in study 2, a statistically significant difference was found: z = -2.81, p < .005, with a small effect size (r = .26). The TSST was self-reported as being much more stressful (M = 6.82) than the simulator task (M = 2.73).

When analyzing the stress VAS in the “advisors” group and the “operational” group, higher levels of perceived stress were found in the “advisors” group (M =3.33 ± 2.66) when compared to the “operational” group (M =2 ± .63).

Chronic stress levels were interpreted based on the results from the PSS. The total average was 23.82 (± 8.95), which can be considered a low level since it can achieve a maximum value of 56 [11Cohen S, Kamarck T, Mermelstein R. A global measure of perceived stress. J Health Soc Behav 1983; 24(4): 385-96.[http://dx.doi.org/10.2307/2136404] [PMID: 6668417] ].

4.2. Stress Events

A total of 21 events were reported during the ATC simulation task Table 3. These events were part of the simulation.

Table 3
A number of reported events and their description.


4.3. ECG Data

HRV-based metrics of baseline ECG collected at the 10 first minutes of the study 1 were compared with HRV measures of TSST, and the stress events from study 2. The time-domain HRV features AVNN, RMSSD, and pNN20, and frequency-domain LF/HF were used in these analysis.

We compared physiological data from the two studies, particularly from three time points: baseline, TSST and ATC Refresher Training. The Kruskal-Wallis Test revealed a statistically significant difference in AVNN levels across the three moments (baseline, n=11; TSST, n= 11; ATC Refresher Training, n =10), χ2 (2, n=32) = 7.35, p = .012. The lowest level of AVNN (M=634.05 ± 54.48 ms) was registered during TSST, when compared to the other moments: baseline (M=744.15 ± 70.93 ms) and ATC Refresher Training (M=753.99 ± 68.90 ms) (Fig. 5). Although the other metrics were not statistically significant, there is a tendency for stress during TSST, considering the lower mean values of RMSSD and pNN20 and higher values of LF/HF during the stress task (TSST) in comparison with the other two conditions.

Fig. (5)
ECG-derived measures – a) AVNN; b) RMSSD; c) pNN20 and d) LF/HF. * - statistically significant differences.


4.4. Study 2 – “Advisors” vs “Operationals”

We compare ECG data from study 2 in order to understand if there are significant changes in stress levels among two groups of ATCs according to their function: “advisors” vs “operationals” (Fig. 6).

Fig. (6)
Mean statistical differences for ECG-derived measures – a) AVNN; b) RMSSD; c) pNN20 and d) LF/HF (* p<.05; ** p<.01; Mann-Whitney test).


Results from Mann-Whitney show significant differences for RMSSD, pNN20 and LF/HF Fig. (6). Lower values of RMSSD and pNN20, and higher values of LF/HF were found inside the “advisors” group, suggesting more stress in this group.

5. DISCUSSION

In this work, we have presented an innovative biomonitoring platform for the analysis of stress among ATCs. Firstly, psychophysiological indices of stress in an ATC simulation environment were evaluated, by comparing these data with data obtained from a gold-standard stress-induced task commonly used as ground truth for stress assessment studies. Moreover, this biomonitoring platform allows us to understand if there are differences in stress levels of ATCs with different job functions (“advisors” vs “operationals”) when performing the ATC Refresher Training.

The TSST was developed as an acute psychosocial stress procedure designed to elicit a physiological stress response [27Kirschbaum C, Pirke K-M, Hellhammer DH. The ‘Trier Social Stress Test’--a tool for investigating psychobiological stress responses in a laboratory setting. Neuropsychobiology 1993; 28(1-2): 76-81.[http://dx.doi.org/10.1159/000119004] [PMID: 8255414] ]. Overall, stress VAS results, along with some HRV parameters showed that the chosen paradigm indeed elicited stress and was thus suited for the aim of the study. Accordingly, results from the ECG analysis showed that short-term psychological stress caused significant changes in some ECG time domain measures - such as AVNN. The decreased values of AVNN obtained during TSST, indicates that a significantly increased number of heart cycles were observed per temporal interval, in accordance with a higher activation degree of the cardiovascular system in order to compensate the demand for a more physiological responsiveness to ensure the “fight or flight” state caused by the stressor [28McCorry LK. Physiology of the autonomic nervous system. Am J Pharm Educ 2007; 71(4): 78.[http://dx.doi.org/10.5688/aj710478] [PMID: 17786266] ]. Hence, lower values are associated with stress responses [15Castaldo R, Melillo P, Bracale U, Caserta M, Triassi M, Pecchia L. Acute mental stress assessment via short term HRV analysis in healthy adults: A systematic review with meta-analysis. Biomed Sign Proc Cont 2015; 18: 370-7.[http://dx.doi.org/10.1016/j.bspc.2015.02.012] ]. The remaining time domain-features - RMSSD, pNN20 - showed a consistent but non-significant decrease during the stress condition, which is also compatible with a stress response [29Taelman J, Vandeput S, Vlemincx E, Spaepen A, Van Huffel S. Instantaneous changes in heart rate regulation due to mental load in simulated office work. Eur J Appl Physiol 2011; 111(7): 1497-505.[http://dx.doi.org/10.1007/s00421-010-1776-0] [PMID: 21188414] , 30Trimmel M. Relationship of heart rate variability (HRV) parameters including pNNxx with the subjective experience of stress, depression, well-being, and every-day trait moods (TRIM-T): A pilot study. The Ergonomics Open Journal. 2015;8(1).]. This might be explained by the limited number of subjects. Within the frequency-domain, an increase in the LF/HF ratio during TSST was also found, representing the effect of stress on sympathovagal balance [31Delaney JP, Brodie DA. Effects of short-term psychological stress on the time and frequency domains of heart-rate variability. Percept Mot Skills 2000; 91(2): 515-24.[http://dx.doi.org/10.2466/pms.2000.91.2.515] [PMID: 11065312] ]. Higher values reflect the domination of the sympathetic system over the parasympathetic one, typical of stress responses [15Castaldo R, Melillo P, Bracale U, Caserta M, Triassi M, Pecchia L. Acute mental stress assessment via short term HRV analysis in healthy adults: A systematic review with meta-analysis. Biomed Sign Proc Cont 2015; 18: 370-7.[http://dx.doi.org/10.1016/j.bspc.2015.02.012] ]. These results were concordant with an increase of subjective measures of stress (VAS) after this task. It can be concluded that the ATC Refresher Training did not evoke increased psychophysiological levels of stress when compared to a stress task. A possible explanation could be the fact that they are used to these type of functions, particularly the “operational” group. It is also important to bear in mind that, in the experimental protocol (study 1) ATCs were exposed to a different stressor. This task included a combination of socio-evaluative threat and uncontrollability, which are known for producing a stress response [32Allen AP, Kennedy PJ, Dockray S, Cryan JF, Dinan TG, Clarke G. The Trier Social Stress test: Principles and practice. Neurobiol Stress 2016; 6: 113-26.[http://dx.doi.org/10.1016/j.ynstr.2016.11.001] [PMID: 28229114] ].

When analyzing data from the simulator task (study 2), results suggested that the “consultant” group perceived this task as more challenging than the “operational” group. These results were reinforced by the ECG analysis, considering the statistical significant lower values of RMSSD, pNN20 and higher values of LF/HF in the “consultant” group. It is important to bear in mind that this group does not perform this type of functions on a daily basis, showing more physiological arousal and higher stress perceptions. Hence, experimental evidence suggests that performing training situations increases the effective-based expertise and help neutralizing stress effects [33Stokes AF, Kite K. Flight stress: Stress, fatigue and performance in aviation 2017.]. Stress can impair ATCs performance and increase errors rate during ATC functions. These can cause huge losses of human lives, material and environment impairment. A strong emphasis has been placed on simulators training, considering its ability to simulate and mimic the real traffic from simplest situations to the most complex ones [34Vagner J, Pappová E. Comparison of Radar Simulator for Air Traffic Control. OUR MORE: J Marine Maritime Stud 2014; 61(1-2): S31-5.]. Simulators enable better preparation of these professionals without compromising persons or property, thanks to more careful training on the reaction to threat situations, and a standardization of procedures in order to diminish errors or failures.

This study is not without limitations, such as the reduced sample size and the fact that no measure of performance was used during the simulator task. Hence, it would be important in this type of simulations to include performance indicators (e.g., counting the number of arrivals and departures handled per hour; number of “near miss” signals; reaction times) in order to understand the impact of stress on controller’s responses.

CONCLUSION

The current study used a novel biomonitoring platform that is indicative and may be useful as a starting point for future larger scale studies. Despite the drawbacks, the current study is a pioneer in terms of the specific population under study and the methodology used, providing an important insight into the direct effects of stress on health and performance. The system was successfully tested and validated in terms of reliability and feasibility using a dataset obtained from ATCs during two experimental conditions. Our scope is to deploy this wearable platform during real ATC situations for the continuous monitoring of ATCs stress levels. This allows future avenues for new perspectives on stress-related diseases, and the development of personalized and quantified occupational health (qOHealth) devices allowing real-life monitoring of ATCs stress responses.

LIST OF ABBREVIATIONS

ANS = Autonomic Nervous System
ATC = Air Traffic Control
ATCs = Air Traffic Controllers
AVNN = Average of NN Intervals
CRTT = Choice Reaction Time Task
ECG = Electrocardiogram
HR = Heart Rate
HRV = Heart Rate Variability
qOHealth = Quantified Occupational Health
LF/HF = Ratio of Low Frequency and High Frequency power band
NAV = Navegação Aérea Portuguesa
NN intervals = Normal-to-Normal Intervals
PSS = Perceived Stress Scale
RMSSD = Root Mean Square of Differences of successive RR intervals
RR Intervals = Rhythm- to-Rhythm Intervals
pNN20 = percentage of the number of pairs of successive NNs that differ more than 20 ms
TSST = Trier Social Stress Test
VAS = Visual Analogue Scales

ETHICS APPROVAL AND CONSENT TO PARTICIPATE

The study was approved by the University of Porto Ethics Committee.

HUMAN AND ANIMAL RIGHTS

All human research procedures followed were in accordance with the ethical standards of the committee responsible for human experimentation (institutional and national), and with the Helsinki Declaration of 1975, as revised in 2008.

CONSENT FOR PUBLICATION

All informants were carefully instructed about the study protocol and gave written informed consent prior to the examination.

CONFLICT OF INTEREST

The authors declare no conflict of interest, financial or otherwise.

ACKNOWLEDGEMENTS

This work has been financed by National Funds through the FCT Fundação para a Ciência e Tecnologia (Portuguese Foundation for Science and Technology) within the project VR2Market CMUP-ERI/FIA/0031/2013 and FCT PhD grant PD/BD/135023/2017. We would like to thank NAV, E.P.E. Portugal and all the Air Traffic Controllers that accepted to participate in this study.

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